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Born in Plymouth, Devon, England, to a prosperous middle-class, Methodist family; the son of Sir Frederick (a merchant) and Elizabeth Martha (Woods) Winnicott. Married Alice Taylor in 1923; divorced in 1951. Married Elsie Clare Nimmo ("Clare") Britton, a psychiatric social worker and psychoanalyst, in 1951.
Winnicott was raised in Plymouth in an ostensibly happy family. Behind this veneer, Winnicott saw himself as coddled by a depressive mother, two sisters and a nanny. . His father's influence, on the other hand, was that of an enterprising freethinker who encouraged his son’s creativity. Product of a traditional Anglican mother and freethinking father, Winnicott found that he enjoyed the scientific adventure of reading Darwin. Ultimately, he described himself as a disturbed adolescent, reacting against his own self-restraining "goodness" acquired from trying to assuage the dark moods of his mother . These seeds of self-awareness would become a basis for his concern and interest in his work with troubled young people.
His first thoughts of studying medicine seem to have occurred at The Leys School, a boarding school in Cambridge, when he fractured his clavicle and recorded in his diary that he wished he could treat himself. He began pre-med studies at Jesus College, Cambridge in 1914 but with the onset of World War I his studies were interrupted when he was made a medical trainee at the temporary hospital in Cambridge. In 1917 he joined the Royal Navy as a medical officer on the HMS Lucifer.
Later that year he began medical studies at St. Bartholomew’s Hospital Medical College. During this time he learned from his mentor the art of listening carefully when taking medical histories from patients, a skill that he would later identify as foundational to his practice as a psychoanalyst. He completed his medical studies in 1920, and in 1923, the same year as his first marriage (to Alice Taylor), he got a post as physician at the Paddington Green Children's Hospital in London, where he was to work as a pediatrician and child psycho-analyst for 40 years.
Winnicott rose to prominence just as the followers of Anna Freud were battling those of Melanie Klein for the right to be called Sigmund Freud's true intellectual heirs. By the end of World War Two, a compromise established three more or less amicable groups in psychotherapy: the Freudians, the Kleinians and a "Middle" group, to which Winnicott belonged.
His career involved many of the great figures in psychoanalysis and psychology, not just Klein and Anna Freud, but many Bloomsbury, London figures such as James Strachey, R. D. Laing, and Masud Khan, a wealthy Pakistani emigre who was a highly controversial psycho-analyst.
Winnicott's treatment of psychically disturbed children and their mothers gave him the experience on which he built his most influential concepts, such as the "holding environment" so crucial to psychotherapy, and the "transitional object," known to every parent as the "security blanket." He had a major impact on object relations theory, particularly in his 1951 essay "Transitional Objects and Transitional Phenomena," which focused on familiar, inanimate objects that children use to stave off anxiety during times of stress.
His theoretical writings emphasized empathy, imagination, and, in the words of philosopher Martha Nussbaum, who has been a proponent of his work, "the highly particular transactions that constitute love between two imperfect people." A prime example of this is his notion of "good enough mothering," in which the inevitably imperfect mother generally does a "good enough" job that her child can grow up normally.
He died in 1971 following the last of a series of heart attacks and was cremated in London.
Stages of development
In his work with psychologically disturbed children and their mothers, Winnicott was able to develop some of his most influential theoretical concepts, allowing him to construct his vision of what psychotherapy should aim to achieve. Central to understanding the notions of his view of object relations and the ideal therapeutic holding environment, are the notions of subjective omnipotence, objective reality, the transitional object and the transitional experience. In a person’s development these are extremely important because according to Winnicott the effect of these stages span vastly beyond infancy and explains adult dysfunctions; an autistic or self-absorbed individual remains in the phase of subjective omnipotence, while a person who is superficially adjusted but not unique or passionate has not progressed past his/her objective reality. The transitional experience is therefore not only extremely important, but crucial in a person’s development as it allows them to connect one’s self-expression with the subjectivity of those around them. It is at this point that a child progresses from the symbiotic relationship with his/her mother to individualization and departs from both purely subjective and purely objective points of view.
According to Winnicott, a newborn child exists in a stream of unintegrated, comfortably unconnected moments. This existence is pleasant and not terrifying for the child. According to Winnicott these early experiences are crucial to a proper development of personhood. The person responsible, according to Winnicott, for providing this framework is the mother, and if this environment is not provided by her, the deficiencies will manifest themselves later in the child’s life. The infant progressively develops from a unintegrated drift into being able to distinctly identify objects in his/her surroundings.
For the consolidation of a healthy self of an infant it is crucial that the mother is there when needed. But even more important consequences arise when she recedes when she is not needed. Holding environment is a psychical and physical space within which the infant is protected without knowing he is protected. When a baby is born, the mother is extremely occupied with the infant. Under optimal circumstances the mother moves away from this state of maternal preoccupation and therefore provides an environment in which the infant is free to move and learn through experience. For the infant it means that it begins to realize that there is an outside world (objective reality) which is not always there to fulfil his desires. He has never observed feelings of dependency before, as his mother was always there for him. And there are also other people with their desires and agendas which can be in contradiction with his.
By meeting the child’s need, the mother protects him from negative movements in the outside world. He just reacts on impulses, which are usually answered.
But what happens if the mother does not provide the holding environment in which the child can grow and become a healthy self, or provides too much stimulation, for example to painful levels? The child psychological development ceases and experiences impingement. He could feel ignored, because his desires are not answered and could experience problems in his own subjectivity. The child can even become traumatized.
During this progress, the child experiences a phase Winnicott referred to as subjective omnipotence. This experience takes place at the time when the mother-child relationship is entirely symbiotic, and the child experiences everything subjectively. At this point the baby feels as if it is merged with the mother. The baby considers his or herself all-powerful and the center of existence. This is because, to the baby, whatever he or she wishes will occur. For example, when the child is hungry, he or she cries and the mother responds; from the baby’s perception, the breast then appears. To the baby, it is as if the desires for the breast made it appear; it is almost as if he or she made it created the very breast in itself. The mother’s responsiveness is a key factor during the subjective omnipotence phase, because she is in a state of, as Winnicott calls it, primary maternal preoccupation. This primary maternal preoccupation means that the mother adapts her entire existence and subsequent behavior to whatever the baby expresses as a wish or desire. Because the mother’s state allows her to be so responsive, the baby experiences a moment of illusion, as Winnicott calls it. The moment of illusion, is the infant’s belief that, based on his experience, his wish for the object created exactly that object.
Progressively, the mother begins to recede as she becomes interested in her own personhood. Winnicott felt that this was an essential stage that leads to the child realizing that he or she is not omnipotent as believed during the subjective omnipotence phase. It is at this point that the baby learns he or she is dependent on his or her mother and that there are other people coexisting with him or her. The children experiences this stage in such a way that Winnicott entitled it objective reality. During objective reality the child becomes aware that the object, mainly his mother, he relates to is separate and not within his or her realm of control.
The middle ground between objective reality (alternatively referred to in literature as the “not-me”) and subjective omnipotence (alternatively the “me”) is what Winnicott called the transitional experience. This experience is a transitional zone between the self and the real world. Central in the transitional experience is the transitional object that inhabits this zone, which to the infant represents the mother or her breast when she is absent. This object can alternatively be referred to as the first “not-me” possession; a teddy bear, a blanket, etc. The child does not experience this object as created by him or herself nor as entirely detached but instead the transitional object is a fantasy. It is a way for the child to maintain a connection to the mother while she progressively distances herself. According to Winnicott, this experience is marked by anxiety and it is important for the child to have an object as a defense to this anxiety.
Transition refers to aiding the child while the mother separates. The transitional object as described by Winnicott is very ambiguous as transitional has a double meaning. The object is both a fantasy created by the child to feel connected to the mother, while at the same time it a mixture between the mother in the subjective phase and the mother in the objective phase. The child clings to the transitional object as it transitions between the two phases, while he or she finds a balance between his or her own subjectivity and accommodation to others. The transitional experience as described by Winnicott is the phase where the infant can develop his or her creative self while still feeling protected.
Winnicott argued that “there is no such thing as a baby”, meaning that without a mother, an infant cannot exist. He clearly stated that the inherited potential of an infant cannot become an infant, unless linked to maternal care. He describes primary maternal preoccupation (1956), the psychophysiological preparedness of a new mother for motherhood, as a special phase in which a mother is able to identify closely and intuitively with her infant, in order that she may supply first body-needs, later emotional needs, and allow the beginnings of integration and ego-development.
Winnicott formulated and developed the idea of the good-enough mother. The good-enough mother is a mother whose conscious and unconscious physical and emotional attunement to her baby adapts to her baby appropriately at differing stages of infancy, thus allowing an optimal environment for the healthy establishment of a separate being, eventually capable of mature object relations. Winnicott sees the key role of the good-enough mother as adaptation to the baby, thus giving it a sense of control, subjective omnipotence and the comfort of being connected with the mother. Furthermore, the mother can be viewed as a container for the infant's bad objects, as the child projects these into the mother. A critical ability for her is in accepting and surviving this onslaught with equanimity. This holding environment allows the infant to transition at its own rate to a more autonomous position.
Three key aspects of the environment identified by Winnicott are holding, handling and object-presenting. The mother may thus hold the child, handle it and present objects to it, whether it is herself, her breast or a separate object. The good-enough mother will do this to the general satisfaction of the child. The good-enough mother is described as responding to the infant's gesture, allowing the infant the temporary illusion of omnipotence, the realization of hallucination, and protection from the unthinkable anxiety (primitive agonies) that threatens the immature ego in the stage of absolute dependence of development. Failure in this stage may result, ultimately, in psychosis.
The good-enough mother tries to provide what the infant needs, but she instinctively leaves a time lag between the demands and their satisfaction and progressively increases it. As Winnicott states: "The good-enough mother...starts off with an almost complete adaptation to her infant's needs, and as time proceeds she adapts less and less completely, gradually, according to the infant's growing ability to deal with her failure" (Winnicott, 1953). The good enough mother stands in contrast with the "perfect" mother who satisfies all the needs of the infant on the spot, thus preventing him/her from developing.
The good-enough mother's behaviour can be described with another Winnicottian concept, namely graduated failure of adaptation. Her failure to satisfy the infant needs immediately induces the latter to compensate for the temporary deprivation by mental activity and by understanding. Thus, the infant learns to tolerate for increasingly longer periods both his ego needs and instinctual tensions.
Winnicott sees the micro-interactions between the mother and child as central to the development of the internal world. After the early stage of connection with the mother and illusions of omnipotence comes the stage of relative dependence (objective reality) where children realize their dependence and learn about loss. The mother’s failure to adapt to every need of the child helps them adapt to external realities. As the infant develops, the good-enough mother, unconsciously aware of her infant's increasing ego-integration and capacity to survive, will gradually fail to be so empathic. She will unconsciously "dose" her failures to those that can be tolerated, and the infant's developing ego is strengthened, the difference between "me" and "not-me" clarifies, omnipotence is relinquished, a sense of reality begins to emerge, mother can be increasingly seen as a separate person, and the capacity for concern can develop. This way the mother helps the child to develop a healthy sense of independence. Failure in this stage may result in the formation of a False self.
The trick of the good-enough mother is to give the child a sense of loosening rather than the shock of being 'dropped'. This teaches them to predict and hence allows them to retain a sense of control. Rather than sudden transition, this letting go comes in small and digestible steps, in which a transitional object may play a significant part.
The final phase of development, to independence, is never absolute as the child is never completely isolated. The mother's role is thus first to create illusion that allows early comfort and then to create disillusion that gradually introduces the child into the social world. Winnicott recognized that the child needs to realize that the mother is neither good nor bad nor the product of illusion, but is a separate and independent entity.
The Good-Enough Mother in the Psychotherapeutic Context
The idea of the good-enough mother is also important in the psychotherapeutic context. It constitutes a basic model for the therapist's healthy attitude towards the patient. Winnicott believed that an analyst has to display all the patience and tolerance and reliability of a mother devoted to her infant, has to recognize the patient’s wishes as needs, has to put aside other interests in order to be available and to be punctual, and objective, and has to seem to want to give what is really only given because of the patient’s needs. Therefore, the psychotherapist should provide a holding environment, so that the client might have the opportunity to meet neglected ego needs and allow the True self to emerge. In addition, when the psychotherapist tries to understand the patient, he/she also attempts to build up a mental picture of the patient’s mother. The therapist tries to find out how far and in which direction did the patient's mother deviate from the ideal of a good-enough mother.
True Self & False Self
- Main article: True self and false self
Winnicott used the term "self" to describe both "ego" and self-as-object. He describes the self in terms of a psychosomatic organization, emerging from a primary state of "unintegration" by gradual stages.
“Only the true self can be creative and only the true self can feel real”
For Winnicott, the True self is the instinctive core of the personality, the infant's capacity to recognize and enact her spontaneous needs for self-expression. A True self that has a sense of integrity, of connected wholeness. This spontaneous self and this experience of aliveness is the heart of authenticity. When the infant first expresses a spontaneous gesture it is an indication to the existence of a potential true self. Yet, the True Self begins to have life, through the strength given to the infant's weak ego by the mother's responsiveness. This developmental process is dependent on the mother’s behavior and attitude: the good-enough mother is repeatedly responsive to the infant’s illusion of omnipotence and to some extent makes sense of it. The True self flourishes only in response to the repeated success of the mother's optimal responsiveness to the infant's spontaneous expressions.
When the person has to comply with external rules, such as being polite or following social codes, then a False self is used. The False self is a mask of the false persona that constantly seeks to anticipate demands of others in order to maintain the relationship. If the mother is "not good-enough," she is unable to sense and respond optimally to her infant's needs and instead, substitutes her own gestures with which the infant complies; thereby, this repeated compliance becomes the ground for the earliest mode of the False self existence. The compliant False Self reacts to environmental demands and the infant seems to accept them. Through this False Self the infant builds up a false set of relationships, and by means of introjections even attains a show of being real, so that the child may grow up to be just like mother, nurse, aunt, brother, or whoever at the time dominates the scene. The primary function of the False self is defensive, to protect the True self from threat, wounding, or even destruction. This is an unconscious process: the False self comes to be mistaken for the true self to others, and even to the self. Even with the appearance of success, and of social gains, there will also be unreality feelings, the sense of not really being alive, that happiness doesn't, or can't really exist.
The division of the True and False self is linked to Sigmund Freud's notion of self, which is divided into a part that is central and powered by instincts and a part that is turned outwards and related to the world. According to Winnicott, in every person there is a True and False self and this organization can be placed on a continuum between the healthy and the pathological False self. The True self, who in health expresses the authenticity and vitality of the person, will always be in part or in whole hidden; the False self is a compliant adaptation to the environment. Whereas the True self feels real, the False self existence results in a feeling unreal or a sense of futility. When the False self is functional both for the person and for society then it is considered healthy. The healthy False self feels that that it is still being true to the True self. It can be compliant but without feeling that it has betrayed its True self. In contrast, a self that fits in but through a feeling of forced compliance rather than loving adaptation is unhealthy. In a case of a high degree of a split between the True self and the False self, which completely hides the True self, there is a poor capacity for using symbols and a poverty of cultural living. One can observe in such persons extreme restlessness, inability to concentrate and a need to react to the demands of the external reality, while remaining uncomfortable with themselves.
- Rodman, F. Robert (2003). Winnicott: Life and work, Perseus.
- Roazen, Paul (2001). The Historiography of Psychoanalysis, Transaction.
- Ratner, D. G. (2006). A Buddhist reinterpretation of Winnicott (d. w. winnicott). Dissertation Abstracts International: Section B: The Sciences and Engineering.
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